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Non-reporting issuer
Results: 190

#	Item
161	NOTICE AND REQUEST FOR COMMENT ON PROPOSED AMENDMENTS TO NATIONAL INSTRUMENT[removed]REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS AND TO Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-04 17:39:09 Financial services Collective investment schemes Securities Exempt market securities Exempt market dealer Canadian securities regulation Mutual fund Non-reporting issuer Regulation S-K Financial economics Investment Finance
162	March 24, 2014 REI SA ALTERNATIVE INVESTMENTS Education .& Networking & Advocacy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-27 15:10:20 73rd United States Congress Finance Financial regulation Stock market Real Estate Investment Securities Association Non-reporting issuer Securities Act U.S. Securities and Exchange Commission Security United States Securities and Exchange Commission Financial economics United States securities law
163	PROVINCIAL/TERRITORIAL COUNCIL OF MINISTERS OF SECURITIES REGULATION (Council) PROGRESS REPORT January 2011 to December[removed]BACKGROUND Add to Reading List Source URL: www.securitiescanada.org Language: English - Date: 2012-03-05 16:00:04 Canadian law Canadian securities regulation Canadian Securities Administrators Non-reporting issuer Exempt market dealer Securities Commission Securities regulation in the United States Security Hedge fund Financial economics Investment Finance
164	Template: Notice Request for Comment Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-04 17:39:08 United States securities law Finance SEC filings Audit committee Corporations law Risk Audit Regulation S-X Non-reporting issuer Auditing Corporate governance Business
165	CrowdFund Intermediary Regulatory Advocates 1345 Avenue of the Americas New York, NY[removed]Telephone: ([removed]Via Electronic Mail at [removed] May 14, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-13 13:42:12 Business SEC filings United States Securities and Exchange Commission Stock market 73rd United States Congress Non-reporting issuer Securities Act Regulation S-K Securities Exchange Act United States securities law Financial economics Finance
166	Microsoft Word - rcoulson5626.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-07 11:08:42 Financial economics United States securities law Financial markets OTC Markets Group Securities Exchange Act U.S. Securities and Exchange Commission Securities market Issuer Non-reporting issuer SEC filings Business Finance
167	CSA Staff Notice[removed]Guidance for Cease Trade Order Database Users August 23, 2012 Introduction and Purpose Staff of the Canadian Securities Administrators (CSA Staff or we) are publishing this Staff Notice (the Notic Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:49:30 Finance Acronyms CUSIP Market data Security Canadian securities regulation Securities Commission of New Zealand Non-reporting issuer Financial economics Stock market Investment
168	Notices / News Releases[removed]The Investment Funds Practitioner April, 2007 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:34:39 Financial services Funds Collective investment schemes Prospectus Mutual fund Non-reporting issuer Specialized investment fund Regulation S-K Financial economics Investment Finance
169	January[removed]Investment Funds Practitioner Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:34:37 Independent Review Committee Non-reporting issuer Mutual fund Exchange-traded fund Collective investment scheme Regulation S-K Financial economics Investment Prospectus
170	P:p626 Submission -poli Add to Reading List Source URL: www.cba.ca Language: English - Date: 2010-05-21 13:34:51 Securities Commission Financial regulation Capital market Finance Government United States securities law Non-reporting issuer Security Canadian law Canadian securities regulation Financial economics

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